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Explore the intricate world of securities law with our expert guidance. We specialize in providing comprehensive legal counsel to individuals and businesses engaged in the issuance, trading, and regulation of financial assets. Whether you're an investor seeking to protect your interests, an issuer looking to navigate complex regulations, or a regulatory authority ensuring market integrity, our seasoned legal team is here to support you.

For Issuers:
Our services encompass a wide range of securities offerings, from initial public offerings (IPOs) to private placements and ongoing compliance requirements. We work diligently to ensure that your securities transactions comply with the rigorous standards set forth by regulatory bodies. With our guidance, you can raise capital confidently and navigate the complexities of securities regulation effectively.

For Investors:
Investing in securities can be a rewarding yet intricate endeavor. Our legal experts are here to assist you in understanding your rights and responsibilities as an investor. We provide comprehensive counsel, helping you assess investment opportunities, conduct due diligence, and take legal action when necessary to protect your investments and interests.

For Regulators:
We collaborate closely with regulatory agencies and authorities to maintain the integrity and transparency of financial markets. Our services include rulemaking, enforcement actions, and investigations related to securities fraud, insider trading, and other violations. We are committed to upholding the highest standards of regulatory compliance and market fairness.

Whether you're an individual investor, a business seeking capital, or a regulatory authority, our securities law practice is dedicated to providing you with the legal expertise and strategic guidance necessary to navigate the dynamic world of securities effectively. We are steadfast in our commitment to safeguarding your investments, ensuring regulatory compliance, and facilitating responsible financial growth.

Related Cases

North American Financial Group Inc. v. Ontario Securities Commission, 2018 ONSC 136

Appeal to Divisional Court from O.S.C. findings of securities fraud and sanctions were unreasonable dismissed.

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